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Recent questions without a selected answer

+2 votes
0 answers
What is Securities-Related Business? Why is such business defined under the FIEA?
posted May 3, 2016 by Amrita
  • business
  • securities
  • fiea
+2 votes
0 answers
How does the FIEA provide for cases that are excluded from application of the Tender Offer regulation?
posted May 3, 2016 by Amrita
  • fiea
  • tender offer
+5 votes
0 answers
Why was the Confirmation Letter system introduced concerning the contents of Annual Securities Reports?
posted May 3, 2016 by Abhishek Maheshwari
  • company
  • securities reports
  • confirmation letter
+2 votes
0 answers
Are there penal provisions applicable to Internal Control Reports?
posted May 3, 2016 by anonymous
  • company
  • internal control report
+2 votes
1 answer
What is the outline of “Qualified Institutional Investors”?
posted May 3, 2016 by anonymous
  • institutional investors
+2 votes
0 answers
What provisions are there with regard to “misegyoku” ?
posted May 2, 2016 by Durga Prasad
  • business
  • misegyoku
+2 votes
0 answers
What kind of regulation is provided for with regard to Investment Advisory Business?
posted May 2, 2016 by Durga Prasad
  • business
  • investment advisory
+2 votes
0 answers
In what kinds of cases is a Foreign Securities Broker exempted from the requirement to be registered?
posted May 2, 2016 by Durga Prasad
  • company
  • foreignsecurities
+2 votes
0 answers
What is the quarterly disclosure system?
posted May 2, 2016 by Durga Prasad
  • company
  • disclosure
+2 votes
0 answers
What is the purpose and outline of the system of disclosing issuance of new shares, etc. through Reorganization?
posted May 2, 2016 by Durga Prasad
  • fiea
  • reorganization
+2 votes
0 answers
What is the method of making statements in a pre-contract document?
posted Apr 29, 2016 by anonymous
  • company
  • pre-contract document
+3 votes
0 answers
What kind of provisions does the FIEA have with regard to fiduciary responsibility?
posted Apr 29, 2016 by Anushka
  • fiea
  • fiduciary responsibility?
+2 votes
0 answers
What is the scope of business conducte d by Registered Financial Institutions?
posted Apr 29, 2016 by Anushka
  • registration
  • financial institutions
+3 votes
0 answers
What are the requirements for refusal of registration of Financial Instruments Business Operators?
posted Apr 29, 2016 by Anushka
  • registration
  • financial instruments
+2 votes
0 answers
What is the scope of companies that are obligated to submit an Internal Control Report?
posted Apr 29, 2016 by Anushka
  • company
  • internal control report
+2 votes
1 answer
Why was the Internal Control Report system introduced in Business?
posted Apr 29, 2016 by Anushka
  • business
  • internal control report
+3 votes
0 answers
What are the specific time limits and frequency of exceptional reporting in Company?
posted Apr 28, 2016 by Shubham Rajput
  • company
  • exceptional reporting
+2 votes
0 answers
Which companies are obligated to submit Quarterly Securities Reports?
posted Apr 28, 2016 by anonymous
  • company
  • securities reports
+2 votes
0 answers
What is the outline of disclosure regulation pertaining to issuance of Securities?
posted Apr 28, 2016 by anonymous
  • company
  • securities
  • disclosure
+2 votes
1 answer
Why are deposits and insurance not designated as “Securities”?
posted Apr 28, 2016 by Shubham Rajput
  • company
  • securities
+2 votes
0 answers
What kinds of Financial Instruments are designated as “Securities” by Cabinet Order?
posted Apr 28, 2016 by Shubham Rajput
  • company
  • financial instruments
+3 votes
1 answer
What is the relationship between "Derivative Transactions" and “Securities”?
posted Apr 27, 2016 by Ritika Sharma
  • company
  • fiea
+2 votes
1 answer
What is “Secondary Distribution of Securities”?
posted Apr 27, 2016 by Ritika Sharma
  • company
+2 votes
0 answers
What are the specific time limits and frequency of Exceptional Reporting under Financial Instruments and Exchange Act?
posted Apr 27, 2016 by anonymous
  • financial instruments
  • exchange act
+2 votes
0 answers
What if the ceiling of the specified transation exceeds above limit?
posted Apr 27, 2016 by anonymous
  • company
+2 votes
1 answer
What is the meaning of 'Free Reserve' under Company Act 2013?
posted Apr 27, 2016 by Ritika Sharma
  • company
  • company law
+3 votes
1 answer
What is Private Placement Memorandum (PPM)?
posted Apr 26, 2016 by Anurag Kashyap
  • company
  • placement memorandum
+2 votes
0 answers
How does a Venture Capital Fund mitigate “high-risk” involved in early stage companies?
posted Apr 26, 2016 by Anurag Kashyap
  • venture capital
+2 votes
0 answers
What will be the tax liability on realised profit from Investments made in Indian VCF?
posted Apr 26, 2016 by Anurag Kashyap
  • venture capital
  • tax
+3 votes
1 answer
What is the difference between Venture Capital (VC) and Private Equity (PE)?
posted Apr 26, 2016 by Sagar Sharma
  • venture capital
  • private equity
+2 votes
0 answers
How does a Venture Capitalist get paid for the services offered?
posted Apr 26, 2016 by Sagar Sharma
  • company
  • venture capitalist
+3 votes
1 answer
What is Venture Capital? How are Venture Capitalists different from other Investors?
posted Apr 25, 2016 by Abhishek Maheshwari
  • investment
  • company
  • venture capital
+2 votes
0 answers
What are the requirements for a company to be defined as Small or Medium?
posted Apr 25, 2016 by Prachi
  • company
+3 votes
0 answers
What is a Designated Activity Company (DAC)?
posted Apr 25, 2016 by Prachi
  • company
  • dac
+3 votes
0 answers
What is a BDC (Business Development Company) and what types of investments are permissible for BDCs?
posted Apr 25, 2016 by Sherlyn Mishra
  • business
  • bdc
+2 votes
0 answers
What is the meaning of ‘Connected Persons’ under the Companies Act 2014?
posted Apr 25, 2016 by Sherlyn Mishra
  • company
  • company act 2014
+2 votes
0 answers
Who are promoters? What are their basic duties towards the company formation?
posted Apr 22, 2016 by Anurag Kashyap
  • company
  • promoters
+2 votes
0 answers
What is Debentures and what are the different ways of issuing debentures?
posted Apr 22, 2016 by Anurag Kashyap
  • company
  • debentures
+2 votes
0 answers
How can a company dispense with the word limited or private limited from its name?
posted Apr 22, 2016 by Abhishek Maheshwari
  • company
  • dispense
+3 votes
0 answers
Is there any consequence on non-registration of company? If yes, please give some of the consequences?
posted Apr 22, 2016 by Naveen Kumar
  • company
  • registration
+2 votes
0 answers
What is Ultravires? What are the Consequences of an Ultravires transaction?
posted Apr 22, 2016 by Naveen Kumar
  • company law
+2 votes
0 answers
Define Prospectus, what are the legal requirements of Prospectus?
posted Apr 21, 2016 by Durga Prasad
  • company
  • prospectus
+2 votes
0 answers
What is the importance of certificate of incorporation?
posted Apr 21, 2016 by Durga Prasad
  • company
+2 votes
0 answers
What is the difference in the main objects of Articles of Association and Memorandum of Association?
posted Apr 21, 2016 by Durga Prasad
  • company
  • memorandum
  • articles of association
+2 votes
0 answers
What are the essential characteristics of a company?
posted Apr 21, 2016 by Durga Prasad
  • company
+2 votes
0 answers
What is the difference between shareholders and directors?
posted Apr 21, 2016 by Durga Prasad
  • company
+2 votes
0 answers
What is business insurance and what does business insurance covers?
posted Apr 21, 2016 by Durga Prasad
  • business
  • insurance
+2 votes
0 answers
What is a “durable power of attorney”? Are there different types of powers of attorney?
posted Apr 20, 2016 by Shantanu Arora
  • power of attorney
+2 votes
0 answers
What kinds of legal authority can be granted with a Power of Attorney?
posted Apr 20, 2016 by Shantanu Arora
  • power of attorney
+2 votes
0 answers
Can the person to whom I grant the power of attorney change my will?
posted Apr 20, 2016 by Shantanu Arora
  • power of attorney
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